15c211 Was designed to allow fully reporting public companies to have their securities quoted on the Over-The-Counter Bulletin Board (“OTCBBâ€) by filing some simple disclosure.
Rule 15C211 Under SEC Rule 15C211, a U.S. securities broker or dealer may not publish a quotation for any security unless certain information concerning the issuer is available and the broker or dealer has a reasonable basis for believing that the information is accurate. The information requirement is satisfied, in simple terms, if:
1) a Securities Act registration statement (F-6, F-1) has been filed within the last 90 days,
2) the issuer is complying with filing requirements and has in its records the issuer's most recent annual report,
3) the issu View the rest of this article
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